The right tools matter.
The technology resources used within DAI's integrated system vary among vendors and levels of sophistication. You have the ability to choose the tools that best fit your practice and support your client experience in a way that is most efficient and effective for you.
Below are the technology tools that are most commonly used during the transition process as well as ongoing practice management.
AIX
Complete New Business Solution
We have partnered with AIX to create a Complete New Business Solution. AIX utilizes a built in e-Sign platform, along with Compliance Workflows to streamline your business, reduce NIGOs, and reduce processing time to complete your trades faster.
- New Transactions
- Change of Broker Dealer Requests
- Account Updates
- Trade Blotter
- Transaction Document Storage
Comply
Streamlined Compliance Process
We have integrated Comply into our technology stack to give you a streamlined process for all of your compliance needs. With Comply, you will be able to track your Non-New Business submission, including, but not limited to, the following:
- Outside Business Activities
- Personal Brokerage Accounts
- FINRA/SEC Licensing Requests
- Marketing Material Reviews
- Representative Onboarding
ShareFile with eSignature
Compliant & Easy to Use
Our primary goal when we set up ShareFile was to provide a system that is compliant and easy to use. Confusing technology and cumbersome processes can pull you away from your clients' needs which is why we spent the time laying out ShareFile in such detail for you. We want you to be able to focus on what's important—your client—not navigating around in new technology. With ShareFile you have access to:
- Web hosted solution with access from anywhere
- Secure file sharing
- Compliant document storage
- E-Signature
PureFacts
Advisor Reporting & Detail
PureFacts provides essential reporting and detail to keep your practice organized and informed.
- Transactional detail
- Commission statements
- Timely visibility into earnings
- Detailed adjustment reporting (monthly fees, etc.)
iCapital Insight
Alternative Product Education
iCapital Insight is the enhanced alternative investment training and compliance solution powered by iCapital's advanced technology.
- Alternative investment training
- Alternative investment research
- Ability to import prior testing history
- Product comparison tools
Black Diamond
Wealth Management Platform
We partner with Black Diamond Wealth Solutions to provide a comprehensive, single-source platform for portfolio management, client reporting, CRM, and business intelligence.
- Custom-branded client portal & communications
- Portfolio management & performance reporting
- CRM with prospecting & pipeline management
- Business intelligence & actionable analytics
- Data aggregation & accounting
Microsoft Office 365 & MS Teams
Collaboration & Productivity
Online access to complete Office Suite including Outlook, Word, Excel, PowerPoint, and more.
Live chat with team members, video training and conferencing, and conference phone dial-in.