Hiker on a dramatic mountain ridge trail overlooking pine forests and peaks at golden hour

Skier carving down a pristine snowy slope surrounded by snow-covered pine trees and alpine peaks

Serene untouched mountain lake at dawn with mirror reflection of pine forest and snow-capped peaks

Disclosures

DAI Customer Disclosures.

Important regulatory documents and disclosures for DAI Securities clients. Please review and reach out with any questions.

Business Continuity Plan

Our plan to maintain operations and serve clients in the event of a significant business disruption.

Privacy Policy

How DAI Securities collects, uses, and safeguards your personal information.

Order Routing

Order routing disclosures provided through our clearing firm, Axos Clearing.

Form CRS — DAI Securities

Client Relationship Summary for DAI Securities, our broker-dealer.

Form CRS — DAI Wealth

Client Relationship Summary for DAI Wealth, our registered investment adviser.

For questions about any of these disclosures, please contact us at 833.594.0370 or visit our office at 2800 Century Pkwy NE, Suite 650, Atlanta, GA 30345.