Hiker on a dramatic mountain ridge trail overlooking pine forests and peaks at golden hour

Skier carving down a pristine snowy slope surrounded by snow-covered pine trees and alpine peaks

Serene untouched mountain lake at dawn with mirror reflection of pine forest and snow-capped peaks

About Us

Strength comes from discipline.

We use powerful words like discipline, strength, and steadfast on purpose. They mean something to us — and we know they do to you as well. We believe in working alongside our advisors and their clients with a holistic approach and innovative solutions.

As a full-service Broker-Dealer and Registered Investment Adviser, DAI offers its advisors and their clients:

Traditional Investments
Non-Traditional Investments
Asset Management
Multigenerational Wealth Planning
Family Office

DAI advisors have readily available access to our network of industry and sector experts as well as DAI's senior leadership, who have spent their careers accumulating vital knowledge and valuable experience. Our team is dedicated to comprehensively supporting our advisors with transitioning tools and ongoing front/back office tactics, technology, and marketing opportunities to help their individual businesses continue to thrive and grow.

Broker-Dealer

DAI Securities

DAI strives to provide you with the most diverse offering of financial products to accommodate a comprehensive wealth management platform for your clients. We perform due diligence for potential investment offerings, and openly discuss additional investment solutions at your request.

We offer a robust platform of quality alternative investments including 1031 Exchange Solutions, Real Estate, Private Credit, Private Equity, Hedge Funds, Energy & Natural Resources, and Qualified Opportunity Zone Funds. DAI has partnered with AI Insight to provide access to education on approved products.

As an independent Broker-Dealer, DAI is committed to offering traditional brokerage account management, top-rated Mutual Funds, competitive Variable Annuity and Variable Universal Life products, 529 College Savings Plans, and trust solutions for Self-Directed IRAs.

Registered Investment Adviser

DAI Wealth

DAI Wealth provides a platform for your clients' investment management using advisor-directed accounts for custom portfolios as well as Separately Managed Accounts (SMAs), Unified Managed Accounts (UMAs), Exchange Traded Funds (ETFs), Mutual Funds, and Mutual Fund Wrap programs.

With our Custodian partners — Fidelity and Schwab — and our technology partners — Adhesion, SMArtX, and Envestnet — we provide state-of-the-art proposal generation, portfolio analysis and management, performance reporting, research tools, and technology integrations.

Through extensive research, DAI Wealth has developed an investment management system that strives to remove human emotion from decision making. It is built on three key disciplines and is available to every DAI advisor.

Get In Touch

Learn how DAI can support your practice.

Meet the Team Our Core Values