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Products & Services
Products & Services
comes with DISCIPLINE
JOIN DAI FOR A UNIQUE EXPERIENCE
YOUR PARTNER IN COMPLIANCE
Compliance is a critical component for both DAI and the advisor. We engage with you in an ongoing approach to this area of your business. Our goal is to set you up with a roadmap to running your business in a compliant fashion from day one. With ongoing and interactive education throughout the year, our team of compliance professionals is here to support you as your practice evolves.
THE RIGHT TOOLS MATTER
The technology resources used within DAI’s integrated system vary among vendors and levels of sophistication. You have the ability to choose the tools that best fit your practice and support your client experience in a way that is most efficient and effective for you. Below are the technology tools that are most commonly used during the transition process as well as ongoing practice management.
TOGETHER WE SUCCEED
DAI provides a collaborative, supportive network of leaders, sector experts and administrators to help you build your business. From the start of your transition to DAI to bringing on your first new business and then maintaining your ongoing client relationships, we believe that together we can do it better.
AN OBJECTIVE, UNBIASED APPROACH
Through true independence, we believe we can be true fiduciaries for our advisors and their clients. For us, true independence means that we can choose what to focus on and not be encumbered by corporate goals and profit motives that may be misaligned with client interests. As a result, we can provide unbiased advice—putting your clients’ needs before our own.
2200 Century Pkwy NE, Suite 435
Atlanta, GA 30345
T 404.531.7080 TF 833.594.0370
COMES WITH DISCIPLINE
DAI CUSTOMER DISCLOSURES
BD FORM CRS
RIA FORM CRS
Securities offered through DAI Securities, LLC, member FINRA/SIPC. Advisory services offered through DAI Wealth, Inc., an SEC Registered Investment Adviser. DAI Securities, LLC and DAI Wealth, Inc. are separate, but affiliated, entities.
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