We know your first concern is moving over your clients’ accounts as quickly and smoothly as possible. Guiding you through an efficient transition is as important to us as it is to you. Every step of the way, a support member of our team will be there to direct you and your staff through a customized timeline and transition plan to suit you and your practice.
Our onboarding team will assist you with the initial license and registration paperwork, including the U-4. From there we will walk you through each step in setting up your branch from business cards and letterhead to website, email and technology integration. We want to make sure that you are comfortable with DAI’s forms, policies and procedures by providing interactive training, reference materials and paperwork samples. Finally, we work with you after your transition for additional training and support and assist you as needed until your business is moved over in full.
New Business Support
After your transition, our goal is to have you operating at the highest level with the most efficient use of your time. For your first three pieces of new business, our new business coordinator will take the lead on walking you or your staff through every step of the paperwork process from forms generation, electronic workflows and signature to sales supervision and document filing. If you are interested in continuing this convenience, we offer New Business Concierge service for a minimal fee per account.
DAI strives to provide you with a diverse offering of financial products to accommodate a comprehensive wealth management platform for your clients. Not only do we perform due diligence for potential resources, we will openly discuss additional investment solutions at your request and answer questions regarding any aspect of currently available products.
We offer a robust platform of quality alternative investments which may include 1031 Exchange offerings, oil and gas, private equity, non-traded REITs and non-traded BDCs. DAI has partnered with AI Insight to provide you access to education on our approved products.
As an independent Broker-Dealer, DAI is committed to offering you access to traditional brokerage account management, top-rated Mutual Funds, competitive Variable Annuity and Variable Universal Life products as well as 529 College Savings Plans and Trust solutions for Self-Directed IRAs.
DAI Wealth, Inc.
DAI Wealth, Inc. provides you with a platform for your clients’ investment management using advisor-directed accounts for custom portfolios as well as Separately Managed Accounts (SMAs), Unified Managed Accounts (UMAs), Exchange Traded Funds (ETFs), Mutual Funds and Mutual Fund Wrap programs.
With our technology partner, Envestnet, we provide you with state-of-the-art proposal generation, portfolio analysis and management, performance reporting, research tools and technology integrations.
We believe you should never have to spend your time tracking down commissions or trying to determine what you will be paid. Our integration with CONNECT provides you with access to all of your commission and licensing information in real time. CONNECT is a web-based platform, making it easy to retrieve commission information from anywhere.
CONNECT also offers a customizable dashboard, allowing you to choose what’s important to you and putting it at your fingertips.
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